Regulatory Compliance

  • Review state Laws, Regulations and Rules
    • Develop necessary changes to rating programs and policy forms and endorsements
    • Develop or provide advice on application to company operations including:
      • Underwriting
      • Rating
      • Underwriting Guidelines
      • Auditing
      • Company agent appointments
    • Research any regulatory issue and provide business guidance
  • Review and provide comments on Market Conduct Examinations
  • Be the client’s liaison with state regulators and legislators
  • Negotiate Fines and Penalties on your behalf

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